昆明市城市房屋拆迁管理暂行办法
云南省昆明市人民政府
昆明市城市房屋拆迁管理暂行办法
昆明市人民政府
第一章 总则
第一条 为加强我市城市房屋拆迁管理,保护拆迁当事人双方的合法权益,根据国务院《城市房屋拆迁管理条例》(以下简称《条例》)和《云南省城市房屋拆迁管理实施细则》(以下简称《细则》),结合我市实际,制定本办法。
第二条 凡在本市城市规划区内国有土地上因城市建设需要拆迁房屋及其附属物的单位和个人,均应遵守本办法。
第三条 昆明市房产管理局是全市城市房屋拆迁工作的行政主管部门,具体管理工作由市房产管理局房屋拆迁管理处负责。
第二章 管理原则
第四条 因城市建设需要拆迁房屋的单位或个人,必须持昆明市计委和规划部门批准的文件、拆迁安置资金、安置房源情况、相关单位的担保书等有关证明资料向拆迁主管部门提出申请,经审查批准发给《房屋拆迁许可证》,并发布《房屋拆迁公告》后,方可进行拆迁。
未经拆迁主管部门批准,拆迁人不得自行发布《房屋拆迁公告》。
第五条 凡需从事拆迁活动的单位和个人,由拆迁主管部门负责进行资质审查。经审查合格,发给《拆迁资格证》和《拆迁工作证》的,方可从事拆迁。未取得《拆迁资格证》和未经批准发布《房屋拆迁公告》的拆迁人,或者未取得《拆迁工作证》的人员,均不得开展和从事房屋拆迁
业务。
拆迁工作人员在拆迁现场应当佩戴《拆迁工作证》,无《拆迁工作证》和《房屋拆迁公告》的,被拆迁人可以拒绝协商有关搬迁事宜和拒绝搬迁。
第六条 拆迁施工队伍实行《房屋拆迁施工许可证》制度,没有《房屋拆迁施工许可证》的队伍,一律不得从事拆迁施工。
《房屋拆迁施工许可证》由拆迁主管部门审核发放。
第七条 领取《房屋拆迁许可证》后,拆迁人必须与被拆迁人(产权人和使用人)签订补偿、安置协议。未签订补偿安置协议的,不得拆迁。
签订协议时,被拆迁人应当出具房产证(使用证)、户口册和身份证。如委托他人代签协议时,必须有委托书,无委托书而签订的协议无效。
补偿安置协议书由拆迁主管部门统一印制。
第八条 拆迁项目可以由拆迁主管部门实行拆迁招标。实行招标的拆迁项目,由中标单位与建设单位签订委托拆迁合同。
第九条 拆除产权人下落不明的房屋,由拆迁人申请房产管理部门发布公告,自公告发布之日起三十日内房主或被委托人应当与拆迁人签订拆迁协议。逾期不签订拆迁协议或产权人下落不明的,由拆迁人提出补偿、安置方案,报拆迁主管部门批准后实施拆迁。拆迁前,拆迁主管部门应
当组织拆迁人对被拆除房屋实行勘察,并向公证机关办理证据保全。
拆除无房产证的房屋,拆迁人应当事先申请房屋产权监理部门进行鉴定,并根据鉴定结论确定补偿、安置事宜。
第十条 拆迁人与被拆迁人在公告规定的期限内,经协商未达成拆迁协议的,可以向拆迁主管部门申请调解和裁决。当事人对裁决不服的,可在接到裁决书之日起十五天内向人民法院起诉。
第十一条 拆迁主管部门负责对持《拆迁资格证》的单位和本市城市规划区内的房屋拆迁活动进行监督检查,依法查处和纠正拆迁活动中各种违法违章行为。被检查者应当如实提供情况和有关资料,不得拒绝接受检查。
第三章 补偿
第十二条 被拆迁的房屋及其附属物,在拆迁前必须经市房管局房屋产权监理部门进行产权认定勘估。
第十三条 拆除违法建筑和超过批准期限的临时建筑,不予补偿。拆除未超过批准期限的临时建筑物,按勘估价补偿。因城市建设需要,按规划要求必须无条件拆除的临时建筑,不予补偿。
拆除在拆迁公告发布后进行装修或扩建等的房屋部分,不予补偿;拆除在拆迁公告发布前已装修的部分,按发票总额扣除每年10%的折旧率进行补偿;无发票的,按勘估价补偿。
拆除共有产权的房屋,偿还房屋产权仍为共有产权,结构差价和超面积款等由产权共有人按比例共同分摊。
第十四条 补拆迁人在房屋拆迁期间,享有3至6天公假,并由拆迁人按附表一的规定发给搬家费。
拆除住宅、非住宅,拆迁人未向被拆迁人提供临时周转用房的,拆迁人应按附表一的规定付给被拆迁人临时过渡费。
拆除生产车间、商业铺面或是其它营业性的非住宅异地安置的,由拆迁人按附表一的规定给予被拆迁人一次性地段差损失补偿。
对于按时搬迁的被拆迁人,拆迁人可按附表一的规定给予奖励。
第十五条 拆迁人为被拆迁人提供周转房的,住宅房屋,由拆迁人按直管公房租金标准按月向被拆迁人收取房租;非住宅房屋,由拆迁人负责交纳房租,同时不再向被拆迁人发放过渡费。
第十六条 因拆迁房屋需要迁移管线或者铺设临时管线的费用,由拆迁人按照有关部门规定的标准付给被拆迁人或由双方协商解决。
第四章 安置
第十七条 拆迁的安置地点,应当根据城市规划要求和建筑工程性质,按照有利于城市改造的原则确定。
住宅原则上异地安置,商业零售网点就近安置,生产、仓库、办公等用房异地安置。
拆迁自有产权住宅,拆迁人应当提供三个以上安置地点供被拆迁人选择。
住宅、非住宅原则上实行一次性安置。不能一次性安置的,住宅的过渡期最长不得超过12个月;非住宅,最长不得超过24个月。特殊情况需要延长过渡期的,需经拆迁主管部门批准,住宅的延长期限不得超过6个月,非住宅不得超过1年。
第十八条 拆迁主管部门应当对安置房进行验收,具备正常居住经营和办公条件的,方可作为安置房;验收不合格的房屋,不能作为安置房。
第十九条 拆迁直管公房时,由公房租用人所在单位出具住房情况证明,确属无房的,由拆迁人进行安置,已在单位分得住房的,不再进行安置。
擅自将直管公房住宅改为非住宅使用的房屋,按住宅房屋进行安置。
拆迁私有房产,按产权监理部门所作的产权定性进行安置。
第二十条 用产权调换形式安置的住宅、非住宅,按附表二的规定结算结构差价和收取改善用房补偿金。
住户要求作价补偿的,按附表二的标准执行。
第二十一条 拆除住宅房屋,由城区安置到郊区的,不论安置新房、旧房,每户均在原建筑面积基础上增加8平方米,所增加面积不得收费。
一个产权证中住宅和非住宅并存,不论是住宅和非住宅同时异地安置,或者是住宅异地安置、非住宅就近安置,均只按照给住宅增加8平方米计算,进行安置。
第二十二条 拆迁单位自管房中非本单位的住户,按下列规定办理:
一、愿保持租赁关系的,由产权单位安置,每户可享受增加8平方米异地安置的待遇;
二、在他处已有住房的,不再进行安置,可享受搬家费和公假;
三、住户确实没有住房,而双方又不愿保持租赁使用关系的,如产权单位自愿放弃外单位住户原建筑面积的产权,由拆迁人按勘估价给产权单位补偿,住户由拆迁人按附表二中的公房安置规定进行安置。
第二十三条 拆除政府已予落实私房产权政策而尚未退还私房业主的房屋,在拆迁中应予退还。
原私房业主的安置按私有房产办理;现承租户由拆迁人按附表二中的公房安置规定进行安置,安置后产权属房管部门直管公房。
第二十四条 拆迁人对被拆迁人进行安置后,应当负责为住户办理产权证,并按物价部门规定缴交办证所需税费。
第五章 房改户拆迁
第二十五条 昆明市行政辖区内的党政机关、企事业单位、群众团体及中央、省属和其它驻昆单位,按照昆明市城镇住房制度改革实施方案规定,报经房改部门批准,签订房改售购协议并付过购房款构成产权转移的房屋,均为房改售购房,统称房改户。
第二十六条 拆除拥有全部产权的房改户,按拆除私有产权住房处理。
第二十七条 拆除拥有有限产权的房改户,按下列规定办理:
一、签订协议。拆迁人与房改户签订协议时,由产权共有人协商出代理人与拆迁人签订协议,但委托方需出具委托书。如产权共有人一方不在,拆迁人可申请拆迁主管部门向其下发通知书,逾期不到或未出具委托书的,产权共有人另一方可单独与拆迁人签订协议。
二、作价补偿。产权共有人双方共同放弃产权的,双方应出具书面申请,并按拆除私有房产进行补偿。产权共有人一方——购房人(住户)自动放弃产权的,经本人出具书面申请后,根据原购房面积所占产权比例的售购价格进行补偿。房屋产权的调换安置等问题,由原售房产权单位确
定。产权共有人一方(售房单位)原则上不得单独放弃产权。特殊情况需要放弃的,须由原购房人同意购买产权并报市房改办批准后,方可按当时房改售价进行补偿。放弃产权的补偿费视同单位售房款直接存入银行专户。
三、安置。拆迁房改户的房屋,异地安置增加的8平方米归购房人所有。
安置房屋建筑面积与房改售购房建筑面积相等的,由产权共有人双方按所占的产权比例与拆迁人结算结构差价。结构差价的结算按本办法附表二的规定执行。
安置房屋建筑面积不足房改售购房建筑面积的部分,由拆迁人根据产权共有人双方的产权比例,按本办法附表二的规定分别向产权共有人双方进行补偿。
安置房屋建筑面积超过房改售购房建筑面积的部分,属购房人应享受的住房标准,由产权共有人双方按当年房改售价标准共同分摊补差,属购房人超标准住房的,由购房人按本办法附表二的规定结算差价后,产权归购房人。
第二十八条 拆迁安置房屋的公用部分和维修储备金,按房改有关政策处理。
第六章 处罚
第二十九条 在拆迁活动中有下列行为之一的,由房屋拆迁主管部门予以处罚:
1.拆迁人擅自提高或者降低补偿、安置补助标准的,予以警告,并责令限期改正。逾期不改正的,按其超过或低于补偿、补助标准的总金额两倍处以罚款,但最高不得超过三万元,并可以吊销拆迁单位的《拆迁资格证》。
2.拆迁人巧立名目收费或擅自提高收费标准的,责令限期改正。逾期不改正的,其多收费用必须如数退还被拆迁人,并按收费总额的两倍处以罚款,但最高罚款不得超过三万元。
3.拆迁人拒绝接受检查的,责令停止拆迁,并处以二——三万元罚款,同时视情节轻重予以吊销《拆迁资格证》。
第三十条 违反本办法第七条的,对拆迁单位处以二——三万元的罚款。
第三十一条 违反本办法第四、五条的,除按《细则》第四十六条第一、二款规定处罚外,并对无《拆迁工作证》的单位处以二——三万元的罚款。
第三十二条 拆迁人无正当理由超过规定拆迁期限或者擅自延长过渡期限,未按时安置住户的,除按本办法附表二的规定执行外,由房屋拆迁主管部门对拆迁人予以警告,责令限期安置,可并处二——三万元的罚款。超过六个月未安置住户和年拆迁户上访率超过5%的,拆迁主管部门
可视情节轻重予以吊销拆迁单位的《拆迁资格证》。
第三十三条 对违反本办法第六条规定的拆迁施工队伍,按拆迁施工有关规定进行处罚。
第三十四条 当事人对行政处罚决定不服的,可依法申请行政复议或提起行政诉讼。逾期不申请复议或不起诉,又不履行处罚决定的,由作出处罚决定的机关申请人民法院强制执行。
第七章 附则
第三十五条 本办法未尽事宜均按《条例》和《细则》的规定执行。本办法自公布前已取得《房屋拆迁许可证》的,按以前有关规定执行。
第三十六条 本办法由昆明市房产管理局负责解释。
昆明市各县(市)可根据本办法,结合各自实际情况制定相应规定,并报市房管局备案。
第三十七条 本办法自公布之日起执行。
附表一:
搬家费、过渡费、奖励费、地段差损失补偿费表
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| | 住宅(使用面积) | 非住宅(使用面积) |
| |-----------|-------------------------------|
| | 私房 | 公房 |办公仓库房| 生产房 | 零售点 | 批发点 |批零兼营点|
|----|-----|-----|-------------------------------|
| |一次| | | 2 2 2 |
| | | 200元 | 200元 | 200元/100m ; 400元/200m ; 1000元/200m 以上 |
|搬|安置| | | |
|家|--|-----|-----|-------------------------------|
|费|二次| | | 2 2 2 |
| | | 400元 | 400元 | 400元/100m ; 800元/200m ; 2000元/200m 以上 |
| |安置| | | |
|----|-----|-----|-------------------------------|
| | | | | | 2 | | |
| | | | 2 | 2 |私房60元/m /月| 2 | 2 |
|过渡费 |50元/人/月|50元/人/月|30元/m /月|40元/m /月|-------|40元/m /月|50元/m /月|
| | | | | | 2 | | |
| | | | | |公房40元/m /月| | |
|----|-----|-----|-----|-----|-------|-----|-----|
|奖励费 |3000元以内|1500元以内| | | | | |
|----|-----|-----|-----|-----|-------|-----|-----|
|地段差 | | | | 2 | 2 | 2 | 2 |
| | | | |30元/m |50元/m |50元/m |50元/m |
|补偿费 | | | | | | | |
|----|-------------------------------------------|
| |(1)因拆迁人原因超过安置期限的,从逾期之月起,拆迁人应向被拆迁人增加一倍的过渡费; |
| 备注 |(2)单位自管房按私房标准执行; |
| |(3)以上标准需要变更,由主管部门统一公布。 |
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附表二:
结算结构差价和收取改善用房补偿金及作价补偿表
------------------------------------------------------
| | | | 安置面积与原面 | 安置面积不足原 | 安置面积超原面积的部分 |
| | | | | |-----------------------|
| | |私 | | | 2 | 2 |
| |住| | 积相等的部分 | 面积的部分 | 20m 以内 | 20m 以上的 |
| 用 | | |---------|---------|----------|------------|
| 新 | | | 原地 | 异地 | 原地 | 异地 | 原地 | 异地 | 原地 | 异地 |
| 房 | | |---------|--------------|-----|------------|
| 安 | |房 | | |土建造价 | |
| 置 | | | 重置价 | 商品房价 | | 商品房价 |
| 的 |宅| | | |的70% | |
| | |--|-------------------------------------------|
| | |公 |按《细则》第3条第2款规定办理(各种类别房屋的面积标准按云政发(1997)104号文执|
| | |房 |行)。实际安置面积大于应当安置面积的,按《细则》第41条规定执行。 |
| |-|--|-------------------------------------------|
| |非|原地|按土建造价结算 |商品房价 |商品房价 |
| |住|--|---------|---------|-----------------------|
| |宅|异地|不补差价 |商品房价 |土建造价的70% |
|---|------------------------------------------------|
|用旧房| |
| |按《细则》第31条第3款办理 |
|安置的| |
|---|------------------------------------------------|
| | | | 2 | |
| |住| 私房 | 1300元/m | |
| | |-----|--------------------| |
| |宅| | 2 | |
| | | 公房 | 300元/m | |
| 作 |-|-----|--------------------| |
| | | | | 2 | |
| 价 |非| |一楼: |3000元/m | |
| | | 批 发 |--------|-----------| |
| 补 |住| | | 2 | |
| | | |二楼: |2500元/m | +勘估价 |
| 偿 |宅| 零 售 |--------|-----------| |
| | | | | 2 | |
| |∧| |三楼(含)以上:|2000元/m | |
| |私|-----|--------|-----------| |
| |房| | | 2 | |
| |∨| |一楼: |2500元/m | |
| | | 生产车间|--------|-----------| |
| | | | | 2 | |
| | | |二楼(含)以上:|2000元/m | |
| | |-----|--------------------| |
| | | | 2 | |
| | |办公、仓库| 1300元m | |
|---|------------------------------------------------|
| |(1)无力支付差价的,可作放弃产权处理; |
|备 注|(2)非住宅特殊情况需按住宅安置的,由拆迁双方自行商定,按1∶2的比例计算; |
| |(3)以上面积为建筑面积;单位自管房按私房标准执行。 |
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1997年9月22日
SECURITIES (CLEARING HOUSES) ORDINANCE ——附加英文版
Hong Kong
SECURITIES (CLEARING HOUSES) ORDINANCE
(CHAPTER 420)
CONTENTS
ion
I PRELIMINARY
hort title
nterpretation
II DECLARATION OF CLEARING HOUSES FOR PURPOSES OF THIS
NANCE AND RULES OF CLEARING HOUSES
ecognized clearing houses
ules of recognized clearing houses, etc.
III MODIFICATIONS OF THE LAW OF INSOLVENCY TO SAFEGUARD
ATIONS AND PROCEDURES OF RECOGNIZED CLEARING HOUSES, ETC.
roceedings of recognized clearing house take precedence over law
of
lvency
upplementary provisions as to default proceedings
uty to report on completion of default proceedings
et sum payable on completion of default proceedings
isclaimer of property, rescission of contracts, etc.
Adjustment of prior transactions
Right of relevant office-holder to recover certain amounts
arising
certain transactions
Application of market collateral not affected by certain other
rests, etc.
Enforcement of judgments over property subject to market charge,
etc.
Law of insolvency in other jurisdictions
IV MISCELLANEOUS
Participant to be party to certain transactions as principal
Securities deposited with recognized clearing house
Immunity, etc.
Preservation of rights, etc.
Amendment of Schedules 1 and 2
(Omitted as spent)
Transitional
dule 1 Property which may be subject to a market charge or provided
as
et collateral
dule 2 Requirements for default rules of recognized clearing
houses
dule 3 (Omitted as spent)
Whole document:
rdinance to empower the Commission to declare clearing houses
to be
gnized clearing houses for the purposes of this Ordinance, to
provide
the approval by the Commission of the rules of recognized
clearing
es, to make provision for safeguarding the operations and
procedures
ecognized clearing houses, and to provide for matters
incidental
eto or connected therewith.
ctober 1992] L. N. 324 of 1992
PART I PRELIMINARY
hort title
This Ordinance may be cited as the Securities (Clearing
Houses)
nance.
(Omitted as spent)
nterpretation
In this Ordinance, unless the context otherwise requires--
rge" means any form of security, including a mortgage;
aring house" means a person--
whose activities or objects include the provision of services for
the
ring and settlement of transactions in securities effected
on, or
ect to the rules of, the Unified Exchange; or
who guarantees the settlement of any such transactions;
mission" means the Securities and Futures Commission
established by
ion 3 of the Securities and Futures Commission Ordinance (Cap.
24);
stitution", in relation to a clearing house, means the memorandum
and
cles of association of the clearing house;
ault proceedings" means any proceedings or other action taken
by a
gnized clearing house under its default rules;
ault rules", in relation to a recognized clearing house, means
such of
rules of the clearing house which it is required to have by virtue
of
ion 4 (2);
aulter" means a participant who is the subject of any
default
eedings; "functions" includes duties and powers;
ket charge" means a charge, whether fixed or floating,
granted in
ur of a recognized clearing house--
over any property specified in Schedule 1 which is held
by or
sited with the clearing house; and
for the purpose of securing liabilities arising directly in
connection
the clearing house's ensuring the settlement of one or more
market
racts; "market collateral" means any property specified in
Schedule 1
h is held by or deposited with a recognized clearing house for
the
ose of securing liabilities arising directly in connection
with the
ring house's ensuring the settlement of one or more market
contracts;
ket contract" means a contract subject to the rules of a
recognized
ring house entered into by the clearing house with a
participant
uant to a novation which is both in accordance with those rules
and
the purposes of the clearing and settlement of
transactions in
rities effected on, or subject to the rules of, the Unified
Exchange;
icer" means an officer within the meaning of section 2
of the
anies Ordinance (Cap. 32);
ticipant" means a person who, in accordance with the rules
of a
gnized clearing house, may participate in one or more of the
services
ided by the clearing house in its capacity as a clearing house;
formance", in relation to a function, includes discharge and
exercise;
ognized clearing house" means a clearing house declared under
section
) to be a recognized clearing house for the purposes
of this
nance;
evant office-holder" means--
the Official Receiver appointed under section 75 of the
Bankruptcy
nance (Cap. 6);
any person acting in relation to a company as its
liquidator,
isional liquidator, receiver or manager;
any person acting in relation to an individual as his
trustee in
ruptcy or interim receiver of his property; or
any person appointed pursuant to an order for the
administration in
ruptcy of an insolvent estate of a deceased person;
es", in relation to a clearing house--
means the constitution, rules, regulations or directions, by
whatever
called, governing the membership, management,
operations and
edures of the clearing house; and
without restricting the generality of paragraph (a), includes
rules,
lations or directions relating to--
the provision of clearing and settlement services, and the
suspension
ithdrawal of such services;
the provision of services other than the services referred
to in
aragraph (i);
) the persons who may participate in one or more of the
services
rred to in subparagraphs (i) and (ii); and
setting and levying fees and charges;
urities" means securities within the meaning of section 2
of the
rities Ordinance (Cap. 333);
tlement", in relation to a market contract, includes
partial
lement; "Unified Exchange" means the Unified Exchange
established
r section 27 of the Stock Exchanges Unification Ordinance (Cap.
361).
Where--
a charge is granted partly for the purpose specified in the
definition
market charge" and partly for other purposes, the charge is in
this
nance a market charge in so far as it has effect for that
specified
ose;
collateral is provided partly for the purpose specified
in the
nition of "market collateral" and partly for other
purposes, the
ateral is in this Ordinance market collateral in so far as it has
been
ided for that specified purpose.
References in this Ordinance to the law of insolvency
include
rences to every provision made by or under--
the Bankruptcy Ordinance (Cap. 6);
the Companies Ordinance (Cap. 32); and
any other enactment which is concerned with or in any way related
to
insolvency of a person.
References in this Ordinance to settlement in relation to a
market
ract are to the discharge of the rights and liabilities of the
parties
he contract, whether by performance, compromise or otherwise.
PART II DECLARATION OF CLEARING HOUSES FOR PURPOSES OF THIS ORDI-
NANCE AND RULES OF CLEARING HOUSES
ecognized clearing houses
Where the Commission is satisfied that it is appropriate to do
so in
interest of the investing public or in the public interest, or
for the
er regulation of services for the clearing and
settlement of
sactions in securities, it may, with the consent in writing
of the
ncial Secretary, by notice in the Gazette, declare a clearing
house to
recognized clearing house for the purposes of this Ordinance.
Where the Commission makes a declaration under subsection
(1) in
ect of a clearing house--
it shall give notice thereof in writing to the clearing house;
and
the rules of the clearing house in operation immediately
before the
aration shall continue to have effect unless otherwise
specified, or
l such time as is specified, in the notice referred to in paragraph
ules of recognized clearing houses, etc.
Subject to section 3 (2) (b) and subsection (4), no rules
of a
gnized clearing house (including any default rules of the
clearing
e) or any amendment thereto shall have effect unless
approved in
ing by the Commission.
A recognized clearing house shall have rules which provide
for the
ng of proceedings or other action in the event of a
participant
aring to be unable, or likely to become unable, to
meet his
gations in respect of all unsettled market contracts to which he
is a
y, and such rules shall comply with the requirements of Schedule
2.
Where a recognized clearing house takes any default proceedings,
all
equent proceedings or other action taken under its rules
for the
oses of the settlement of market contracts of which the
defaulter
erned is a party shall be treated as done under the default rules
of
clearing house notwithstanding that, but for this subsection,
such
equent proceedings or other action would not be treated as done
under
default rules of the clearing house.
The Commission may, by notice in the Gazette, declare any
class of
s of a recognized clearing house (except any default rules
of the
ring house) to be a class of rules which are not required
to be
oved under subsection (1) and, accordingly, any rules of that
clearing
e which belong to that class (including any amendment thereto)
shall
effect notwithstanding that they have not been so approved.
Without prejudice to the operation of subsection (4), a
recognized
ring house shall submit or cause to be submitted to the
Commission,
the information of the Commission, any of its rules
(including any
dment thereto )--
which belong to a class of rules the subject of a declaration
under
ection (4); and
as soon as practicable after those rules (or amendment thereto,
as the
may be) are made.
A recognized clearing house shall submit or cause to be
submitted to
Commission for its approval the rules of the clearing house and
every
dment thereto except any rules (including any amendment thereto)
which
ng to a class of rules the subject of a declaration under
subsection
Subject to subsections (8) and (9), the Commission shall,
within 6
s after the receipt of any submission under subsection (6)
from a
gnized clearing house, give notice in writing to the clearing
house
its approval of; or
its refusal to approve,
rules or amendment of the rules, as the case may be, or any
part
eof, the subject of the submission.
The Commission may, in a particular case, with the agreement of
the
gnized clearing house concerned, extend the time
prescribed in
ection (7).
The Financial Secretary may, on the advice of the
Commission and
er generally or in a particular case, extend the time
prescribed in
ection (7).
The Commission may request in writing a recognized clearing
house--
to make rules--
specified in the request; and
within the period specified in the request; or
to amend rules--
referred to in the request;
in the manner specified in the request; and
) within the period specified in the request.
Where the Commission is satisfied that a recognized clearing
house
not complied with a request referred to in subsection (10) within
the
od specified in the request, the Commission may direct in writing
the
ring house to comply with the request within such further period
as is
ified in the direction and, accordingly, the clearing house
shall
ly with that request within that further period.
For the purposes of subsection (10), "rules", in relation
to a
gnized clearing house, do not include the constitution of the
clearing
e.
PART III MODIFICATIONS OF THE LAW OF INSOLVENCY TO SAFEGUARD OPE-
RATIONS AND PROCEDURES OF RECOGNIZED CLEARING HOUSES, ETC.
roceedings of recognized clearing house take precedence over
law of
lvency
None of the following shall be regarded as to any extent
invalid at
on the ground of inconsistency with the law relating
to the
ribution of the assets of a person on insolvency,
bankruptcy or
ing-up, or on the appointment of a receiver over any of the assets
of
rson--
a market contract;
the rules of a recognized clearing house relating to the
settlement of
rket contract;
any proceedings or other action taken under the rules of a
recognized
ring house relating to the settlement of a market contract;
a market charge;
the default rules of a recognized clearing house; or
any default proceedings.
Subject to subsection (3), the powers of a relevant office-
holder in
capacity as such, and the powers of a court under the
law of
lvency, shall not be exercised in such a way as to
prevent or
rfere with--
the settlement in accordance with the rules of a recognized
clearing
e of a market contract; or
any default proceedings.
Subsection (2) shall not operate to prevent a relevant
office-holder
seeking to recover any amount under section 11 after the
completion
matter referred to in paragraph (a) or (b) of that subsection.
upplementary provisions as to default proceedings
A court may on an application by a relevant office-holder make
such
r as it thinks fit altering or releasing him from compliance with
such
he functions of his office as are affected by the fact that
default
eedings are pending or could be taken, or have been or could have
been
n and, accordingly, such functions of the relevant officeholder
shall
onstrued subject to such order.
Nothing in--
section 12, 14 or 20 of the Bankruptcy Ordinance (Cap. 6); or
section 166, 181, 183, 186 or 254 of the Companies Ordinance
(Cap.
shall prevent or interfere with any default proceedings.
uty to report on completion of default proceedings
A recognized clearing house shall, upon the completion by it of
any
ult proceedings, make a report on such proceedings stating in
respect
ach defaulter--
the net sum, if any, certified by the clearing house to be payable
by
o the defaulter; or
the fact that no sum is so payable,
he case may be, and the clearing house may include in that report
such
r particulars in respect of such proceedings as it thinks fit.
A recognized clearing house which has made a report
pursuant to
ection (1) shall supply the report to--
the Commission;
any relevant office-holder acting in relation to--
the defaulter to whom the report relates; or
that defaulter's estate;
if there is no relevant office-holder referred to in paragraph
(b),
defaulter to whom the report relates.
Where the Commission receives pursuant to subsection (2) a report
made
uant to subsection (1), it may publish notice of that fact in
such
er as it thinks appropriate to bring it to the attention of
creditors
he defaulter to whom the report relates.
Where a relevant office-holder or defaulter receives
pursuant to
ection (2) a report made pursuant to subsection (1), he shall,
at the
est of a creditor of the defaulter to whom the report relates--
make the report available for inspection by the creditor;
on payment of such reasonable fee as the relevant office-
holder or
ulter, as the case may be, determines, supply to the creditor all
or
part of that report.
In subsections (2), (3) and (4), "report" includes a copy of a
report.
et sum payable on completion of default proceedings
The provisions of this section shall apply with respect to any
net sum
ified under section 7 (1) (a) by a recognized clearing house, upon
the
letion by it of any default proceedings, to be payable by or
to a
ulter.
Where a receiving or winding-up order has been made, or a
resolution
voluntary winding-up has been passed, any net sum
shall,
ithstanding any of the provisions of section 34 or 35
of the
ruptcy Ordinance (Cap. 6) or section 264 of the Companies
Ordinance
. 32), be--
provable in the bankruptcy or winding-up or, as the case
may be,
ble to the relevant office-holder; and
taken into account, where appropriate, under section 35
of the
ruptcy Ordinance (Cap. 6) or that section as applied in the case
of a
ing-up order under the Companies Ordinance (Cap. 32).
isclaimer of property, rescission of contracts, etc.
Neither section 59 of the Bankruptcy Ordinance (Cap. 6) nor
section
of the Companies Ordinance (Cap. 32) shall apply in relation to--
a market contract;
a contract effected by a recognized clearing house for the purpose
of
izing property provided as market collateral;
a market charge; or
any default proceedings.
Neither section 42 of the Bankruptcy Ordinance (Cap. 6) nor
section
of the Companies Ordinance (Cap. 32) shall apply in relation to
any
matter or thing which has been done pursuant to--
a market contract;
a disposition of property pursuant to a market contract;
the provision of market collateral;
a contract effected by a recognized clearing house for the purpose
of
izing property provided as market collateral, or any
disposition of
erty pursuant to such a contract;
a disposition of property in accordance with the rules of a
recognized
ring house as to the application of property provided as
market
ateral;
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